Senior Manager, Compliance & Reporting, FS
Meet Our Recruiter
About the Role
Opportunity in a Big 4 firm.
This firm seeks a Senior Manager to join them. The main function of this role is to oversee the compliance and reporting functions within the financial services sector. The responsibilities include ensuring adherence to regulatory requirements, managing the firm's internal compliance framework, and coordinating with various departments to ensure accurate and timely reporting. The role also involves leading a team of compliance professionals and providing strategic guidance to senior management.
KEY DUTIES:
- Leading the compliance and reporting team to ensure regulatory adherence and accurate reporting.
- Developing and implementing compliance policies and procedures.
- Conducting regular audits and assessments to identify and mitigate compliance risks.
- Collaborating with other departments to ensure seamless integration of compliance practices.
- Providing strategic advice to senior management on compliance-related matters.
- Staying updated with the latest regulatory changes and ensuring the firm's practices are aligned.
QUALIFICATIONS:
- Extensive experience in compliance and reporting within the financial services sector.
- Strong understanding of regulatory requirements and industry standards.
- Proven leadership skills with the ability to manage and mentor a team.
- Excellent analytical and problem-solving abilities.
- Strong communication skills, both written and verbal.